OC: Compliance Officer

This qualification aims to prepare a learner to provide compliance services to assist management to discharge their responsibilities to comply with applicable regulatory requirements.

A qualified learner will be able to:
• Design and implement compliance risk management frameworks.
• Define, assess, maintain and advise on the regulatory universe.
• Develop, facilitate compilation of and review compliance risk management plans.
• Conduct compliance monitoring.
• Compile and submit internal and external compliance reports.
• Interact with industry regulators, supervisors and stakeholders.